-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SUjwd73g1CnjnkVO8NT1mX+2Fb8LIM+7JEfnFFT0PlFNQwOQilPCBYqAH9LWjVPY TkLKIxFGicXFz/a4+CT+rg== 0000889812-97-000364.txt : 19970221 0000889812-97-000364.hdr.sgml : 19970221 ACCESSION NUMBER: 0000889812-97-000364 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATASCOPE CORP CENTRAL INDEX KEY: 0000027096 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 132529596 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-17539 FILM NUMBER: 97523531 BUSINESS ADDRESS: STREET 1: 14 PHILLIPS PKWY CITY: MONTVALE STATE: NJ ZIP: 07645-9998 BUSINESS PHONE: 2013918100 MAIL ADDRESS: STREET 1: 14 PHILIPS PARKWAY CITY: MONTVALE STATE: NJ ZIP: 07645 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAPER LAWRENCE CENTRAL INDEX KEY: 0000939672 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 14 PHILIPS PARKWAY CITY: MONTVALE STATE: NJ ZIP: 07645 BUSINESS PHONE: 2013918100 MAIL ADDRESS: STREET 1: C/O DATASCOPE CORP STREET 2: 14 PHILIPS PARKWAY CITY: MONTVALE STATE: NJ ZIP: 07645 SC 13G/A 1 AMENDMENT NO. 17 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17)* DATASCOPE CORP. (Name of Issuer) Common Stock (Title of Class of Securities) 238113104 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 238113104 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Lawrence Saper 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /_/ (See Instructions) (b) /_/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. NUMBER OF 5 SOLE VOTING POWER 2,565,629 SHARES BENEFICIALLY 6 SHARED VOTING POWER 0 OWNED BY 7 SOLE DISPOSITIVE POWER EACH 2,565,629 REPORTING 8 SHARED DISPOSITIVE POWER PERSON 0 WITH 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,565,629 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES /X/ (See Instructions) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 15.4% 12 TYPE OF REPORTING PERSON (See Instructions) IN Item 1. (a) Name of Issuer: Datascope Corp. (b) Address of Issuer's Principal Executive Offices or, if none, Residence: 14 Philips Parkway Montvale, New Jersey 07645 Item 2. (a) Name of Person Filing: Lawrence Saper (b) Address of Principal Business Office or, if none, Residence: c/o Datascope Corp. 14 Philips Parkway Montvale, New Jersey 07645 (c) Citizenship: U.S.A. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 238113104 Item 3. If this statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is an: (a)[ ] Broker or Dealer registered under Section 15 of the Act (b)[ ] Bank as defined in section 3(a)(6) of the Act (c)[ ] Insurance Company as defined in section 3(a)(19) of the Act (d)[ ] Investment Company registered under section 8 of the Investment Company Act (e)[ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f)[ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F) (g)[ ] Parent Holding Company, in accordance with 13d-1(b)(ii)(G) (Note: See Item 7) (h)[ ] Group, in accordance with 13d-1(b)(1)(ii)(H) Item 4. Ownership: (a) Amount Beneficially Owned: 2,565,629(1) (b) Percent of Class: 15.4% (c) Number of Shares as to which such person has: (i) sole power to vote or direct the vote - 2,565,629 (ii) shared power to vote or direct the vote - 0 (iii) sole power to dispose or direct the disposition of - 2,565,629 (iv) shared power to dispose or direct the disposition of - 0 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable - -------- (1) Does not include 21,908 shares held in trust for the benefit of one of Mr. Saper's minor children and 12,833 shares held in trust for Mr. Saper's other minor child. The trustees of such trusts are Martin Nussbaum, a citizen of the United States residing at 335 Beechmont Drive, New Rochelle, New York 10804 and Carol Saper, a citizen of the United States residing at 812 Park Avenue, New York, New York. Does not include 3,150 shares owned by Carol Saper, Mr. Saper's wife. Lawrence Saper disclaims beneficial ownership of these shares. Does not include 350,328 shares which are owned by an irrevocable trust of which Carol Saper and Daniel Brodsky are Trustees. Mr. Saper will receive annual distributions from that trust equal to 34% of the trust's initial fair market value until September 28, 1997; thereafter the sole beneficiaries are Mr. Saper's wife, Carol Saper, and his descendants. The Trustees have the sole right to vote and dispose of the shares. Daniel Brodsky is a citizen of the United States who resides at 895 Park Avenue, New York, New York. Mr. Saper disclaims beneficial ownership of these shares. Includes 545,000 shares which are subject to currently exercisable options which includes an option to purchase 500,000 shares, which option became exercisable on August 3, 1994, subject to certain conditions and 1,477 shares held in trust for Mr. Saper pursuant to the Issuer's 401(k) plan. Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATASCOPE CORP. BY: /s/Lawrence Saper ----------------------------- Lawrence Saper Chairman of the Board and Chief Executive Officer Dated: February 7, 1997 -----END PRIVACY-ENHANCED MESSAGE-----